AUS,AUSFOREX, aussingapore foreign exchange platform ,Foreign exchange opening,Foreign exchange transaction,Online foreign exchange

热搜: 活动 交友 discuz
查看: 298|回复: 0

Our Regulation









Rank: 9Rank: 9Rank: 9

发表于 2018-8-21 11:06:21 | 显示全部楼层 |阅读模式
Our Regulation
                    AUSFOREX is authorized and regulated by the Financial Conduct Authority (FCA) and are bound by their rules and regulations in the conduct of its trading business. Our FCA license number is 725682 and you can learn more about our regulatory status by visiting the FCA website:                    Financial Conduct Authority
Financial Conduct Authority
                    FCA regulates most financial services markets, exchanges, and firms in the UK. It sets the standards that must be met and can take actions against firms if they fail to meet the required standards.               
Requirements of FCA regulated brokers
                    As a FCA regulated firm, AUSFOREX is obligated to meet the stringent standards set by the FCA, submit financial reports on a regular basis and undertake detailed annual audits. This includes ensuring client funds are held in quality Tier 1 banks approved by the FCA. All money received from our clients is treated as “Client Money” under FCA client money rules. Under these rules all client money must be kept separate from company funds, in a segregated account and at no point can client money be treated as company assets. AUSFOREX cannot use client money to cover their own needs,expenses, risks or utilize those funds in case of insolvency. This means higher protection of investments for all our clients. Client money rule form one of the most important parts of the financial regulatory system related to consumers and  AUSFOREX is committed to upholding them.               
                    If a FCA regulated company fails to meet its financial obligations, a liquidator world not be able to use client money to meet claims of general creditors of the failed company. Clients’ funds can only be used to pay compensation to clients who held deposits with the company. This is in contrast to US NFA regulated firms, where client funds are not kept in segregated accounts, in the case of a company failure in the US clients are treated as general creditors.               
Segregated client funds
                    All client funds are held fully segregated client trust accounts held at Barclays Bank and Abu Dhabi Islamic Bank.               
                    Client funds are kept separate from AUSFOREX’s company funds.If AUSFOREX were to become insolvent, client funds will not be used to pay back creditors.               
Complaints Procedure
                    At AUSFOREX we aim to provide the best possible service, however if you think that we do not deliver what we have promised we want to hear from you.This will give us a chance to put things right and improve our services. If you have any complaints or comments, send an email to


使用道具 举报

您需要登录后才可以回帖 登录 | 立即注册


GMT+8, 2019-7-17 21:36 , Processed in 0.075759 second(s), 21 queries .


© 2017-2018

快速回复 返回顶部 返回列表